SPDR SER TR

Ticker: EFIV CUSIP: 78468R531 Class: S&P 500 ESG ETF

Tradewinds Capital Management, LLC's Holding History (CIK: 0001616026)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025
Shares 1,567 Value ($000) $104 Avg Close — Range —
Q3 2025
Shares 1,567 Value ($000) $100 Avg Close — Range —
Q2 2025
Shares 1,567 Value ($000) $92 Avg Close — Range —
Q1 2025
Shares 1,444 Value ($000) $77 Avg Close — Range —
Q4 2024
Shares 1,315 Value ($000) $74 Avg Close — Range —
Q3 2024
Shares 819 Value ($000) $46 Avg Close — Range —
Q2 2024
Shares 794 Value ($000) $42 Avg Close — Range —
Q1 2024
Shares 215 Value ($000) $11 Avg Close — Range —
Q4 2023
Shares 215 Value ($000) $10 Avg Close — Range —
Q3 2023
Shares 215 Value ($000) $9 Avg Close — Range —
Q2 2023
Shares 215 Value ($000) $9 Avg Close — Range —
Q1 2023
Shares 215 Value ($000) $8 Avg Close — Range —