SPDR SER TR

Ticker: TFI CUSIP: 78468R721 Class: NUVEEN ICE MUNIC

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q2 2023

Shares 7,390 Value ($000) $341 Avg Close — Range —

Q1 2023

Shares 7,830 Value ($000) $367 Avg Close — Range —

Q4 2022

Shares 7,830 Value ($000) $357 Avg Close — Range —

Q3 2022

Shares 6,574 Value ($000) $290 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q2 2023	7,390	$341	—	—
Q1 2023	7,830	$367	—	—
Q4 2022	7,830	$357	—	—
Q3 2022	6,574	$290	—	—