SPDR SER TR

CUSIP: 78468R820 Class: FUND

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 4,650 Value ($000) $231 Avg Close — Range —
Q2 2016
Shares 5,850 Value ($000) $269 Avg Close — Range —
Q1 2016
Shares 8,300 Value ($000) $390 Avg Close — Range —
Q4 2015
Shares 10,700 Value ($000) $495 Avg Close — Range —
Q3 2015
Shares 20,100 Value ($000) $905 Avg Close — Range —
Q2 2015
Shares 23,250 Value ($000) $1,164 Avg Close — Range —
Q1 2015
Shares 23,200 Value ($000) $1,186 Avg Close — Range —