SPDR SER TR

Ticker: SPSM CUSIP: 78468R853 Class: PORTFOLIO S&P600

Baker Avenue Asset Management, LP's Holding History (CIK: 0001432529)

Note: Option positions (PUT/CALL) are excluded.

Q3 2023
Shares 4,013 Value ($000) $148 Avg Close — Range —
Q2 2023
Shares 7,542 Value ($000) $293 Avg Close — Range —
Q1 2023
Shares 3,012 Value ($000) $114 Avg Close — Range —
Q4 2022
Shares 3,840 Value ($000) $142 Avg Close — Range —