SPI ENERGY CO LTD

CUSIP: 78470H109 Class: SPON ADR

Tower Research Capital LLC (TRC)'s Holding History (CIK: 0001533421)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 780 Value ($000) $2 Avg Close — Range —
Q2 2016
Shares 4,733 Value ($000) $29 Avg Close — Range —
Q1 2016
Shares 14 Value ($000) $0 Avg Close — Range —