SRAX INC

Ticker: SRAX CUSIP: 78472M106 Class: CL A

Caprock Group, LLC's Holding History (CIK: 0001610769)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020
Shares 20,000 Value ($000) $40 Avg Close — Range —
Q4 2019
Shares 20,000 Value ($000) $50 Avg Close — Range —
Q3 2019
Shares 20,000 Value ($000) $46 Avg Close — Range —