SRAX INC

Ticker: SRAX CUSIP: 78472M106 Class: CL A

NorthRock Partners, LLC's Holding History (CIK: 0001632097)

Note: Option positions (PUT/CALL) are excluded.

Q2 2021
Shares 14,236 Value ($000) $77 Avg Close — Range —
Q1 2021
Shares 51,736 Value ($000) $245 Avg Close — Range —