SVB FINANCIAL GROUP

CUSIP: 78486Q101 Class: COM

THOMPSON DAVIS & CO., INC.'s Holding History (CIK: 0001017284)

Note: Option positions (PUT/CALL) are excluded.

Q1 2016
Shares 32 Value ($000) $3 Avg Close — Range —
Q2 2015
Shares 65 Value ($000) $9 Avg Close — Range —
Q1 2015
Shares 108 Value ($000) $14 Avg Close — Range —
Q4 2014
Shares 151 Value ($000) $18 Avg Close — Range —
Q3 2014
Shares 87 Value ($000) $10 Avg Close — Range —