SVB FINANCIAL GROUP

CUSIP: 78486Q101 Class: COM

OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AM's Holding History (CIK: 0001132716)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017
Shares 35,000 Value ($000) $6,548,000 Avg Close — Range —
Q1 2016
Shares 6,500 Value ($000) $663,000 Avg Close — Range —
Q2 2015
Shares 4,226 Value ($000) $608,000 Avg Close — Range —
Q4 2014
Shares 18,438 Value ($000) $2,140,000 Avg Close — Range —
Q3 2014
Shares 171,096 Value ($000) $19,178,000 Avg Close — Range —
Q2 2014
Shares 31,270 Value ($000) $3,647,000 Avg Close — Range —
Q1 2014
Shares 103,180 Value ($000) $13,288,000 Avg Close — Range —
Q3 2013
Shares 164,647 Value ($000) $14,221,000 Avg Close — Range —
Q2 2013
Shares 45,507 Value ($000) $3,792,000 Avg Close — Range —