SVB FINANCIAL GROUP

CUSIP: 78486Q101 Class: COM

RATIONAL ADVISORS LLC's Holding History (CIK: 0001143565)

Note: Option positions (PUT/CALL) are excluded.

Q3 2020
Shares 18 Value ($000) $4 Avg Close — Range —
Q4 2016
Shares 500 Value ($000) $86 Avg Close — Range —
Q3 2016
Shares 1,200 Value ($000) $133 Avg Close — Range —
Q4 2010
Shares 34,800 Value ($000) $1,846 Avg Close — Range —