SWK HLDGS CORP

Ticker: SWKH CUSIP: 78501P203 Class: Common Stock

BANK OF MONTREAL /CAN/'s Holding History (CIK: 0000927971)

Note: Option positions (PUT/CALL) are excluded.

Q1 2021

Shares 126 Value ($000) $2 Avg Close $11.28 Range $10.10 - $12.16

Q4 2020

Shares 573 Value ($000) $8 Avg Close $11.58 Range $9.97 - $12.16

Q3 2020

Shares 165 Value ($000) $2 Avg Close $10.46 Range $9.16 - $12.87

Q2 2020

Shares 283 Value ($000) $3 Avg Close $9.88 Range $7.84 - $11.09

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2021	126	$2	$11.28	$10.10 - $12.16
Q4 2020	573	$8	$11.58	$9.97 - $12.16
Q3 2020	165	$2	$10.46	$9.16 - $12.87
Q2 2020	283	$3	$9.88	$7.84 - $11.09