SWK HLDGS CORP

Ticker: SWKH CUSIP: 78501P203 Class: Common Stock

PenderFund Capital Management Ltd.'s Holding History (CIK: 0001706164)

Note: Option positions (PUT/CALL) are excluded.

Q3 2021

Shares 550 Value ($000) $13 Avg Close $14.43 Range $13.48 - $16.24

Q2 2021

Shares 300 Value ($000) $7 Avg Close $13.07 Range $11.62 - $14.26

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2021	550	$13	$14.43	$13.48 - $16.24
Q2 2021	300	$7	$13.07	$11.62 - $14.26