SWS GROUP INC

CUSIP: 78503N107 Class: COM

AMERIPRISE FINANCIAL INC's Holding History (CIK: 0000820027)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014
Shares 135,636 Value ($000) $937 Avg Close — Range —
Q3 2014
Shares 101,166 Value ($000) $697 Avg Close — Range —
Q2 2014
Shares 123,126 Value ($000) $897 Avg Close — Range —
Q1 2014
Shares 416,466 Value ($000) $3,115 Avg Close — Range —
Q4 2013
Shares 414,304 Value ($000) $2,519 Avg Close — Range —
Q3 2013
Shares 411,743 Value ($000) $2,297 Avg Close — Range —
Q2 2013
Shares 405,901 Value ($000) $2,212 Avg Close — Range —