SWS GROUP INC

CUSIP: 78503N107 Class: COM

GARDNER LEWIS ASSET MANAGEMENT L P's Holding History (CIK: 0000941560)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014
Shares 109,518 Value ($000) $755 Avg Close — Range —
Q2 2014
Shares 109,518 Value ($000) $797 Avg Close — Range —