SWS GROUP INC

CUSIP: 78503N107 Class: COM

D. E. Shaw & Co., Inc.'s Holding History (CIK: 0001009207)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014
Shares 36,438 Value ($000) $251 Avg Close — Range —
Q2 2014
Shares 53,601 Value ($000) $390 Avg Close — Range —
Q1 2014
Shares 83,272 Value ($000) $623 Avg Close — Range —
Q4 2013
Shares 23,063 Value ($000) $140 Avg Close — Range —