SWS GROUP INC

CUSIP: 78503N107 Class: COM

D.A. DAVIDSON & CO.'s Holding History (CIK: 0001080107)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014
Shares 2,000 Value ($000) $13 Avg Close — Range —
Q3 2014
Shares 2,000 Value ($000) $13 Avg Close — Range —
Q2 2014
Shares 2,000 Value ($000) $14 Avg Close — Range —