SWS GROUP INC

CUSIP: 78503N107 Class: COM

PRINCIPAL FINANCIAL GROUP INC's Holding History (CIK: 0001126328)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014
Shares 137,998 Value ($000) $951 Avg Close — Range —
Q2 2014
Shares 177,173 Value ($000) $1,290 Avg Close — Range —
Q1 2014
Shares 176,426 Value ($000) $1,320 Avg Close — Range —
Q4 2013
Shares 169,564 Value ($000) $1,031 Avg Close — Range —
Q3 2013
Shares 159,272 Value ($000) $889 Avg Close — Range —
Q2 2013
Shares 149,557 Value ($000) $815 Avg Close — Range —