SWS GROUP INC

CUSIP: 78503N107 Class: COM

WATER ISLAND CAPITAL LLC's Holding History (CIK: 0001222765)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014
Shares 333,611 Value ($000) $2,298,580 Avg Close — Range —
Q2 2014
Shares 333,611 Value ($000) $2,428,688 Avg Close — Range —