SWS GROUP INC

CUSIP: 78503N107 Class: COM

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014
Shares 84,289 Value ($000) $581 Avg Close — Range —
Q2 2014
Shares 128,920 Value ($000) $940 Avg Close — Range —
Q1 2014
Shares 94,760 Value ($000) $709 Avg Close — Range —
Q4 2013
Shares 93,429 Value ($000) $568 Avg Close — Range —
Q3 2013
Shares 126,999 Value ($000) $709 Avg Close — Range —
Q2 2013
Shares 116,425 Value ($000) $635 Avg Close — Range —