SWS GROUP INC

CUSIP: 78503N107 Class: COM

PRELUDE CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001387508)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014
Shares 10,000 Value ($000) $69 Avg Close — Range —
Q3 2014
Shares 24,697 Value ($000) $170 Avg Close — Range —
Q2 2014
Shares 24,697 Value ($000) $180 Avg Close — Range —