SWS GROUP INC

CUSIP: 78503N107 Class: COM

Bank of New York Mellon Corp's Holding History (CIK: 0001390777)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014
Shares 149,637 Value ($000) $1,034 Avg Close — Range —
Q3 2014
Shares 185,530 Value ($000) $1,278 Avg Close — Range —
Q2 2014
Shares 211,602 Value ($000) $1,540 Avg Close — Range —
Q1 2014
Shares 212,892 Value ($000) $1,593 Avg Close — Range —
Q4 2013
Shares 232,638 Value ($000) $1,414 Avg Close — Range —
Q3 2013
Shares 225,987 Value ($000) $1,261 Avg Close — Range —
Q2 2013
Shares 227,489 Value ($000) $1,240 Avg Close — Range —