SWS GROUP INC

CUSIP: 78503N107 Class: COM

Tower Research Capital LLC (TRC)'s Holding History (CIK: 0001533421)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014
Shares 1,298 Value ($000) $9 Avg Close — Range —
Q3 2014
Shares 15,726 Value ($000) $108 Avg Close — Range —
Q1 2014
Shares 4,438 Value ($000) $33 Avg Close — Range —
Q4 2013
Shares 132 Value ($000) $1 Avg Close — Range —
Q3 2013
Shares 140 Value ($000) $1 Avg Close — Range —
Q2 2013
Shares 500 Value ($000) $3 Avg Close — Range —