S&W SEED CO

CUSIP: 785135104 Class: COM

Baker Avenue Asset Management, LP's Holding History (CIK: 0001432529)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014
Shares 21,520 Value ($000) $91 Avg Close — Range —
Q2 2014
Shares 21,520 Value ($000) $140 Avg Close — Range —