S&W SEED CO

CUSIP: 785135104 Class: COM

HighTower Advisors, LLC's Holding History (CIK: 0001462245)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 10,400 Value ($000) $53 Avg Close — Range —
Q2 2016
Shares 10,400 Value ($000) $45 Avg Close — Range —
Q1 2016
Shares 11,400 Value ($000) $47 Avg Close — Range —
Q4 2015
Shares 15,400 Value ($000) $65 Avg Close — Range —
Q3 2015
Shares 12,000 Value ($000) $56 Avg Close — Range —
Q2 2015
Shares 12,000 Value ($000) $59 Avg Close — Range —
Q1 2015
Shares 11,000 Value ($000) $51 Avg Close — Range —
Q4 2014
Shares 86,000 Value ($000) $344 Avg Close — Range —
Q3 2014
Shares 29,000 Value ($000) $123 Avg Close — Range —
Q2 2014
Shares 141,300 Value ($000) $917 Avg Close — Range —
Q1 2014
Shares 113,000 Value ($000) $837 Avg Close — Range —
Q4 2013
Shares 91,800 Value ($000) $638 Avg Close — Range —
Q3 2013
Shares 86,529 Value ($000) $724 Avg Close — Range —
Q2 2013
Shares 83,500 Value ($000) $700 Avg Close — Range —