SANOFI

Ticker: SNY CUSIP: 80105N105 Class: SPONSORED ADR

K2 PRINCIPAL FUND, L.P.'s Holding History (CIK: 0001461790)

Note: Option positions (PUT/CALL) are excluded.

Q1 2015
Shares 4,700 Value ($000) $232 Avg Close — Range —
Q4 2014
Shares 15,000 Value ($000) $684 Avg Close — Range —