SARATOGA INVT CP 7.5%13

CUSIP: 80349A307 Class: COM

North Star Investment Management Corp.'s Holding History (CIK: 0001342857)

Note: Option positions (PUT/CALL) are excluded.

Q4 2013
Shares 54,625 Value ($000) $1,387 Avg Close — Range —
Q3 2013
Shares 48,000 Value ($000) $1,208 Avg Close — Range —
Q2 2013
Shares 37,900 Value ($000) $940 Avg Close — Range —