SARATOGA INVESTMENT 6.25 SR NT DTD 08/31/25

CUSIP: 80349A505 Class: Preferred Stock

Hilton Capital Management, LLC's Holding History (CIK: 0001541211)

Note: Option positions (PUT/CALL) are excluded.

Q4 2018
Shares 163,761 Value ($000) $3,848 Avg Close — Range —
Q3 2018
Shares 171,237 Value ($000) $4,281 Avg Close — Range —