SHLM 6

CUSIP: 808194302 Class: CONV PRF

AMERIPRISE FINANCIAL INC's Holding History (CIK: 0000820027)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 12,075 Value ($000) $10,535 Avg Close — Range —
Q3 2016
Shares 13,979 Value ($000) $10,746 Avg Close — Range —
Q2 2016
Shares 13,979 Value ($000) $9,668 Avg Close — Range —
Q1 2016
Shares 13,454 Value ($000) $9,455 Avg Close — Range —
Q4 2015
Shares 13,913 Value ($000) $11,867 Avg Close — Range —
Q3 2015
Shares 14,913 Value ($000) $13,264 Avg Close — Range —
Q2 2015
Shares 14,400 Value ($000) $15,108 Avg Close — Range —