SCHWAB CHARLES CORP

Ticker: SCHW CUSIP: 808513105 Class: COM

K2 PRINCIPAL FUND, L.P.'s Holding History (CIK: 0001461790)

Note: Option positions (PUT/CALL) are excluded.

Q3 2020

Shares 43,152 Value ($000) $1,563 Avg Close $32.40 Range $30.32 - $34.43

Q2 2020

Shares 86,396 Value ($000) $2,915 Avg Close $33.18 Range $29.17 - $42.57

Q1 2020

Shares 59,517 Value ($000) $2,001 Avg Close $38.68 Range $25.86 - $45.76

Q4 2019

Shares 37,734 Value ($000) $1,795 Avg Close $40.49 Range $31.69 - $47.52

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2020	43,152	$1,563	$32.40	$30.32 - $34.43
Q2 2020	86,396	$2,915	$33.18	$29.17 - $42.57
Q1 2020	59,517	$2,001	$38.68	$25.86 - $45.76
Q4 2019	37,734	$1,795	$40.49	$31.69 - $47.52