SCHWAB CHARLES CORP NEW DEP SH

CUSIP: 808513600 Class: PREFERRED STOCK

CIM INVESTMENT MANAGEMENT INC's Holding History (CIK: 0001179791)

Note: Option positions (PUT/CALL) are excluded.

Q2 2018
Shares 40,000 Value ($000) $1,056 Avg Close — Range —
Q1 2018
Shares 40,000 Value ($000) $1,050 Avg Close — Range —
Q4 2017
Shares 40,000 Value ($000) $1,080 Avg Close — Range —
Q3 2017
Shares 40,000 Value ($000) $1,086 Avg Close — Range —
Q2 2017
Shares 40,000 Value ($000) $1,091 Avg Close — Range —
Q1 2017
Shares 40,000 Value ($000) $1,054 Avg Close — Range —
Q4 2016
Shares 40,000 Value ($000) $1,000 Avg Close — Range —
Q3 2016
Shares 40,000 Value ($000) $1,089 Avg Close — Range —
Q2 2016
Shares 40,000 Value ($000) $1,074 Avg Close — Range —
Q1 2016
Shares 40,000 Value ($000) $1,042 Avg Close — Range —