SCHWAB STRATEGIC TR

Ticker: SCHM CUSIP: 808524508 Class: US MID-CAP ETF

Yorktown Management & Research Co Inc's Holding History (CIK: 0001313559)

Note: Option positions (PUT/CALL) are excluded.

Q2 2017

Shares 25,000 Value ($000) $1,204 Avg Close — Range —

Q1 2017

Shares 25,000 Value ($000) $1,183 Avg Close — Range —

Q4 2016

Shares 15,000 Value ($000) $677 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q2 2017	25,000	$1,204	—	—
Q1 2017	25,000	$1,183	—	—
Q4 2016	15,000	$677	—	—