SCHWAB STRATEGIC TR

Ticker: SCHI CUSIP: 808524698 Class: 5 10YR CORP BD

NWAM LLC's Holding History (CIK: 0001655006)

Note: Option positions (PUT/CALL) are excluded.

Q4 2023

Shares 5,304 Value ($000) $238 Avg Close — Range —

Q3 2023

Shares 6,660 Value ($000) $281 Avg Close — Range —

Q1 2021

Shares 12,572 Value ($000) $646 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2023	5,304	$238	—	—
Q3 2023	6,660	$281	—	—
Q1 2021	12,572	$646	—	—