SCHWAB STRATEGIC TR

Ticker: SCHO CUSIP: 808524862 Class: SHT TM US TRES

Empirical Financial Services, LLC d.b.a. Empirical Wealth Management's Holding History (CIK: 0001510434)

Note: Option positions (PUT/CALL) are excluded.

Q3 2019

Shares 7,227 Value ($000) $366 Avg Close — Range —

Q2 2019

Shares 4,829 Value ($000) $244 Avg Close — Range —

Q4 2018

Shares 4,152 Value ($000) $207 Avg Close — Range —

Q4 2017

Shares 8,982 Value ($000) $449 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2019	7,227	$366	—	—
Q2 2019	4,829	$244	—	—
Q4 2018	4,152	$207	—	—
Q4 2017	8,982	$449	—	—