SELECT SECTOR SPDR TR

Ticker: XLV CUSIP: 81369Y209 Class: SBI HEALTHCARE

SANDERS MORRIS HARRIS LLC's Holding History (CIK: 0001053994)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016

Shares 8,598 Value ($000) $620 Avg Close — Range —

Q2 2016

Shares 32,974 Value ($000) $2,365 Avg Close — Range —

Q1 2016

Shares 177,326 Value ($000) $12,020 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2016	8,598	$620	—	—
Q2 2016	32,974	$2,365	—	—
Q1 2016	177,326	$12,020	—	—