SELECT SECTOR SPDR TR

Ticker: XLV CUSIP: 81369Y209 Class: SBI HEALTHCARE

OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AM's Holding History (CIK: 0001132716)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020
Shares 80,000 Value ($000) $7,086,000 Avg Close — Range —
Q2 2019
Shares 220,000 Value ($000) $20,381,000 Avg Close — Range —
Q4 2018
Shares 230,000 Value ($000) $19,897,000 Avg Close — Range —
Q3 2018
Shares 340,000 Value ($000) $32,351,000 Avg Close — Range —
Q2 2018
Shares 300,000 Value ($000) $25,038,000 Avg Close — Range —
Q4 2017
Shares 7,087 Value ($000) $586,000 Avg Close — Range —
Q3 2017
Shares 5,000 Value ($000) $409,000 Avg Close — Range —
Q3 2016
Shares 86,943 Value ($000) $6,269,000 Avg Close — Range —
Q2 2016
Shares 120,000 Value ($000) $8,605,000 Avg Close — Range —
Q1 2016
Shares 102,106 Value ($000) $6,921,000 Avg Close — Range —
Q4 2015
Shares 130,422 Value ($000) $9,394,000 Avg Close — Range —
Q2 2013
Shares 43,000 Value ($000) $2,047,000 Avg Close — Range —