SELECT SECTOR SPDR TR

Ticker: XLV CUSIP: 81369Y209 Class: SBI HEALTHCARE

RIVERNORTH CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001447578)

Note: Option positions (PUT/CALL) are excluded.

Q4 2013
Shares 8,900 Value ($000) $493 Avg Close — Range —
Q2 2013
Shares 7,000 Value ($000) $333 Avg Close — Range —