SELECT SECTOR SPDR TR

Ticker: XLV CUSIP: 81369Y209 Class: SBI HEALTHCARE

B. Riley Financial, Inc.'s Holding History (CIK: 0001464790)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017
Shares 4,986 Value ($000) $408 Avg Close — Range —
Q3 2016
Shares 4,729 Value ($000) $341 Avg Close — Range —
Q2 2016
Shares 4,729 Value ($000) $339 Avg Close — Range —
Q1 2016
Shares 4,729 Value ($000) $321 Avg Close — Range —
Q4 2015
Shares 4,729 Value ($000) $341 Avg Close — Range —