SELECT SECTOR SPDR TR

Ticker: XLP CUSIP: 81369Y308 Class: Exchange Traded Fund

BARINGS LLC's Holding History (CIK: 0000009015)

Note: Option positions (PUT/CALL) are excluded.

Q3 2019
Shares 1,750 Value ($000) $107 Avg Close — Range —
Q1 2016
Shares 26,300 Value ($000) $1,395 Avg Close — Range —
Q4 2015
Shares 26,300 Value ($000) $1,328 Avg Close — Range —
Q3 2015
Shares 26,300 Value ($000) $1,241 Avg Close — Range —
Q2 2015
Shares 26,300 Value ($000) $1,252 Avg Close — Range —
Q1 2015
Shares 26,800 Value ($000) $1,306 Avg Close — Range —
Q4 2014
Shares 10,700 Value ($000) $519 Avg Close — Range —
Q3 2014
Shares 14,800 Value ($000) $668 Avg Close — Range —
Q2 2014
Shares 11,400 Value ($000) $509 Avg Close — Range —
Q1 2014
Shares 27,700 Value ($000) $1,193 Avg Close — Range —
Q4 2013
Shares 7,850 Value ($000) $337 Avg Close — Range —
Q3 2013
Shares 49,100 Value ($000) $1,954 Avg Close — Range —
Q2 2013
Shares 29,200 Value ($000) $1,158 Avg Close — Range —