SELECT SECTOR SPDR TR

Ticker: XLP CUSIP: 81369Y308 Class: Exchange Traded Fund

SANDERS MORRIS HARRIS LLC's Holding History (CIK: 0001053994)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016

Shares 11,208 Value ($000) $595 Avg Close — Range —

Q2 2016

Shares 40,938 Value ($000) $2,259 Avg Close — Range —

Q1 2016

Shares 221,368 Value ($000) $11,747 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2016	11,208	$595	—	—
Q2 2016	40,938	$2,259	—	—
Q1 2016	221,368	$11,747	—	—