SELECT SECTOR SPDR TR

Ticker: XLP CUSIP: 81369Y308 Class: Exchange Traded Fund

Spectrum Asset Management, Inc. (NB/CA)'s Holding History (CIK: 0001632078)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016

Shares 53,437 Value ($000) $2,843 Avg Close — Range —

Q2 2016

Shares 52,961 Value ($000) $2,921 Avg Close — Range —

Q1 2016

Shares 52,610 Value ($000) $2,792 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2016	53,437	$2,843	—	—
Q2 2016	52,961	$2,921	—	—
Q1 2016	52,610	$2,792	—	—