SELECT SECTOR SPDR TR

Ticker: XLY CUSIP: 81369Y407 Class: SBI CONS DISCR

CONFLUENCE INVESTMENT MANAGEMENT LLC's Holding History (CIK: 0001442056)

Note: Option positions (PUT/CALL) are excluded.

Q4 2020
Shares 25,678 Value ($000) $4,129 Avg Close — Range —
Q3 2020
Shares 27,949 Value ($000) $4,108 Avg Close — Range —
Q2 2020
Shares 32,847 Value ($000) $4,195 Avg Close — Range —
Q1 2020
Shares 32,838 Value ($000) $3,221 Avg Close — Range —
Q4 2017
Shares 46,011 Value ($000) $4,541 Avg Close — Range —
Q3 2017
Shares 45,484 Value ($000) $4,097 Avg Close — Range —
Q2 2017
Shares 64,212 Value ($000) $5,755 Avg Close — Range —
Q1 2017
Shares 56,436 Value ($000) $4,964 Avg Close — Range —
Q4 2016
Shares 47,270 Value ($000) $3,848 Avg Close — Range —
Q3 2016
Shares 51,425 Value ($000) $4,116 Avg Close — Range —
Q2 2016
Shares 100,950 Value ($000) $7,880 Avg Close — Range —
Q1 2016
Shares 118,805 Value ($000) $9,397 Avg Close — Range —
Q4 2015
Shares 114,355 Value ($000) $8,938 Avg Close — Range —
Q3 2015
Shares 97,061 Value ($000) $7,208 Avg Close — Range —
Q2 2015
Shares 101,640 Value ($000) $7,773 Avg Close — Range —
Q1 2015
Shares 95,783 Value ($000) $7,217 Avg Close — Range —
Q4 2014
Shares 97,262 Value ($000) $7,017 Avg Close — Range —
Q3 2014
Shares 84,944 Value ($000) $5,665 Avg Close — Range —
Q2 2014
Shares 109,381 Value ($000) $7,300 Avg Close — Range —
Q1 2014
Shares 90,353 Value ($000) $5,848 Avg Close — Range —
Q4 2013
Shares 138,540 Value ($000) $9,259 Avg Close — Range —
Q3 2013
Shares 109,092 Value ($000) $6,614 Avg Close — Range —
Q2 2013
Shares 93,063 Value ($000) $5,249 Avg Close — Range —