SELECT SECTOR SPDR TR

Ticker: XLY CUSIP: 81369Y407 Class: SBI CONS DISCR

B. Riley Financial, Inc.'s Holding History (CIK: 0001464790)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 2,668 Value ($000) $313 Avg Close — Range —
Q2 2018
Shares 7,450 Value ($000) $825 Avg Close — Range —
Q1 2018
Shares 7,199 Value ($000) $729 Avg Close — Range —
Q4 2017
Shares 5,469 Value ($000) $539 Avg Close — Range —
Q3 2017
Shares 4,633 Value ($000) $417 Avg Close — Range —
Q2 2017
Shares 3,440 Value ($000) $308 Avg Close — Range —
Q1 2017
Shares 3,440 Value ($000) $303 Avg Close — Range —
Q4 2016
Shares 3,440 Value ($000) $280 Avg Close — Range —
Q3 2016
Shares 3,440 Value ($000) $275 Avg Close — Range —
Q2 2016
Shares 3,440 Value ($000) $269 Avg Close — Range —
Q1 2016
Shares 3,440 Value ($000) $272 Avg Close — Range —
Q4 2015
Shares 3,440 Value ($000) $269 Avg Close — Range —