SELECT SECTOR SPDR TR

Ticker: XLE CUSIP: 81369Y506 Class: ENERGY

RIVERNORTH CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001447578)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014
Shares 3,500 Value ($000) $277 Avg Close — Range —
Q3 2014
Shares 5,900 Value ($000) $535 Avg Close — Range —
Q4 2013
Shares 2,600 Value ($000) $230 Avg Close — Range —