SELECT SECTOR SPDR TR

Ticker: XLF CUSIP: 81369Y605 Class: FINANCIAL

ADVENT CAPITAL MANAGEMENT /DE/'s Holding History (CIK: 0001097278)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 15,000 Value ($000) $414 Avg Close — Range —
Q2 2018
Shares 15,000 Value ($000) $399 Avg Close — Range —
Q1 2018
Shares 25,000 Value ($000) $689 Avg Close — Range —