SELECT SECTOR SPDR TR

Ticker: XLF CUSIP: 81369Y605 Class: FINANCIAL

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 61,417 Value ($000) $1,428 Avg Close — Range —
Q3 2015
Shares 117,600 Value ($000) $2,665 Avg Close — Range —
Q3 2014
Shares 720,620 Value ($000) $16,696 Avg Close — Range —
Q2 2014
Shares 526,300 Value ($000) $11,968 Avg Close — Range —
Q3 2013
Shares 408,100 Value ($000) $8,123 Avg Close — Range —
Q2 2013
Shares 673,397 Value ($000) $13,096 Avg Close — Range —