SELECT SECTOR SPDR TR

Ticker: XLF CUSIP: 81369Y605 Class: FINANCIAL

GAM Holding AG's Holding History (CIK: 0001438848)

Note: Option positions (PUT/CALL) are excluded.

Q4 2018
Shares 9,000 Value ($000) $214 Avg Close — Range —
Q3 2018
Shares 10,600 Value ($000) $292 Avg Close — Range —
Q2 2018
Shares 10,600 Value ($000) $282 Avg Close — Range —
Q1 2018
Shares 5,000 Value ($000) $138 Avg Close — Range —
Q4 2017
Shares 5,000 Value ($000) $140 Avg Close — Range —
Q1 2017
Shares 200,000 Value ($000) $4,746 Avg Close — Range —
Q4 2016
Shares 200,000 Value ($000) $4,650 Avg Close — Range —
Q3 2016
Shares 410,000 Value ($000) $7,913 Avg Close — Range —
Q2 2016
Shares 410,000 Value ($000) $9,360 Avg Close — Range —
Q1 2016
Shares 410,000 Value ($000) $9,229 Avg Close — Range —
Q4 2015
Shares 410,000 Value ($000) $9,750 Avg Close — Range —
Q3 2015
Shares 410,000 Value ($000) $9,291 Avg Close — Range —
Q2 2015
Shares 410,000 Value ($000) $9,996 Avg Close — Range —
Q1 2015
Shares 413,000 Value ($000) $9,957 Avg Close — Range —
Q4 2014
Shares 413,000 Value ($000) $10,213 Avg Close — Range —
Q3 2014
Shares 448,000 Value ($000) $10,380 Avg Close — Range —
Q2 2014
Shares 504,000 Value ($000) $11,461 Avg Close — Range —
Q1 2014
Shares 504,000 Value ($000) $11,259 Avg Close — Range —
Q4 2013
Shares 504,000 Value ($000) $11,017 Avg Close — Range —
Q3 2013
Shares 504,000 Value ($000) $10,039 Avg Close — Range —