SELECT SECTOR SPDR TR

Ticker: XLF CUSIP: 81369Y605 Class: FINANCIAL

RIVERNORTH CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001447578)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014
Shares 9,800 Value ($000) $242 Avg Close — Range —
Q3 2014
Shares 12,900 Value ($000) $299 Avg Close — Range —
Q2 2014
Shares 27,900 Value ($000) $634 Avg Close — Range —
Q1 2014
Shares 40,600 Value ($000) $907 Avg Close — Range —
Q4 2013
Shares 35,900 Value ($000) $785 Avg Close — Range —
Q3 2013
Shares 27,100 Value ($000) $539 Avg Close — Range —