SELECT SECTOR SPDR TR

Ticker: XLF CUSIP: 81369Y605 Class: FINANCIAL

K2 PRINCIPAL FUND, L.P.'s Holding History (CIK: 0001461790)

Note: Option positions (PUT/CALL) are excluded.

Q2 2020
Shares 115,000 Value ($000) $2,661 Avg Close — Range —
Q2 2017
Shares 400,000 Value ($000) $9,868 Avg Close — Range —
Q1 2017
Shares 900,000 Value ($000) $21,357 Avg Close — Range —
Q4 2016
Shares 697,600 Value ($000) $16,219 Avg Close — Range —
Q3 2016
Shares 775,000 Value ($000) $14,958 Avg Close — Range —
Q2 2016
Shares 700,000 Value ($000) $15,999 Avg Close — Range —
Q1 2016
Shares 575,000 Value ($000) $12,938 Avg Close — Range —
Q4 2015
Shares 275,000 Value ($000) $6,553 Avg Close — Range —
Q3 2015
Shares 326,520 Value ($000) $7,399 Avg Close — Range —
Q2 2015
Shares 134,160 Value ($000) $3,271 Avg Close — Range —
Q1 2015
Shares 160,400 Value ($000) $3,867 Avg Close — Range —