SELECT SECTOR SPDR TR

Ticker: XLF CUSIP: 81369Y605 Class: FINANCIAL

B. Riley Financial, Inc.'s Holding History (CIK: 0001464790)

Note: Option positions (PUT/CALL) are excluded.

Q2 2018
Shares 15,362 Value ($000) $418 Avg Close — Range —
Q1 2018
Shares 31,194 Value ($000) $860 Avg Close — Range —
Q4 2017
Shares 27,028 Value ($000) $754 Avg Close — Range —
Q3 2017
Shares 28,224 Value ($000) $730 Avg Close — Range —