SELECT SECTOR SPDR TR

Ticker: XLF CUSIP: 81369Y605 Class: FINANCIAL

HARBERT FUND ADVISORS, INC.'s Holding History (CIK: 0001616659)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014
Shares 150,000 Value ($000) $3,476 Avg Close — Range —
Q2 2014
Shares 150,000 Value ($000) $3,411 Avg Close — Range —